General Regulation Archives

By Simon Goryl - Advisory Director | 07/12/2022

Overview On the 28th of November 2022, the FCA issued PS22/14, outlining the final scope …

14/11/2022

‘A firm must act to deliver good outcomes for retail customers’ – a phrase I’m …

09/11/2022

The FCA’s new Consumer Duty is a vital aspect of the current regulatory regime. This …

18/10/2022

The FCA has rightly turned its attention again to those customers who are struggling with …

11/08/2022

Following the widely expected ban by the FCA on discretionary motor finance commission models, the …

17/05/2022

The transformation at the FCA under Nikhil Rathi, Chief Executive, is now in its second …

12/04/2022

On 7 April 2022, the FCA issued two key documents. The first was their three-year …

02/02/2022

The FCA recently published Consultation Paper 21/34 (CP21/34) aimed at improving the Appointed Representative (AR) …

07/01/2022

The FCA has stated that the new Consumer Duty is a ‘paradigm shift’ – find …